Credit ratings of Novartis AG

 Moody’s Investors ServiceS&P Global Ratings
Short termP-1A-1+
Long termAa3AA-
OutlookStableStable

Sustainability-linked bond

USD fixed-income securities

IssuerAmount (in millions)CouponMaturity
Novartis Capital Corp.1,0001.750%2025
Novartis Capital Corp.1,7503.000%2025
Novartis Capital Corp.1,2502.000%2027
Novartis Capital Corp.1,0003.100%2027
Novartis Capital Corp.1,5002.200%2030
Novartis Capital Corp.5003.700%2042
Novartis Capital Corp.1,8504.400%2044
Novartis Capital Corp.1,2504.000%2045
Novartis Capital Corp.1,2502.750%2050

 

Novartis Capital Corp.

Principal amountUSD 1,000,000,000
ISINUS66989HAP38
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.750%
Coupon payment dateFebruary 14 and August 14, commencing August 14, 2020
DocumentationSEC registered shelf registration
First settlement dateFebruary 14, 2020
Issue price99.852
Maturity dateFebruary 14, 2025
Joint book-runnersCiti, HSBC, Morgan Stanley, Mitsubishi UFJ Financial Group, Barclays, Deutsche Bank, Mizuho
BloombergNOVNVX 1.75 02/14/2025

Novartis Capital Corp.

Principal amountUSD 1,750,000,000
ISINUS66989HAJ77
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon3.000%
Coupon payment dateMay 20 and November 20, commencing May 20, 2016
DocumentationSEC registered shelf registration
First settlement dateNovember 20, 2015
Issue price99.010
Maturity dateNovember 20, 2025
Joint book-runnersBank of America Merrill Lynch, Citi, JP Morgan, Credit Suisse, Goldman Sachs, UBS
BloombergNOVNVX 3 11/20/2025

Novartis Capital Corp.

Principal amountUSD 1,250,000,000
ISINUS66989HAQ11
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon2.000%
Coupon payment dateFebruary 14 and August 14, commencing August 14, 2020
DocumentationSEC registered shelf registration
First settlement dateFebruary 14, 2020
Issue price99.909
Maturity dateFebruary 14, 2027
Joint book-runnersCiti, HSBC, Morgan Stanley, Mitsubishi UFJ Financial Group, Barclays, Deutsche Bank, Mizuho
BloombergNOVNVX 2.0 02/14/2027

Novartis Capital Corp.

Principal amountUSD 1,000,000,000
ISINUS66989HAN89
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon3.100%
Coupon payment dateMay 17 and November 17, commencing May 17, 2017
DocumentationSEC registered shelf registration
First settlement dateFebruary 17, 2017
Issue price99.109
Maturity dateMay 17, 2027
Joint book-runnersBank of America Merrill Lynch, Citi, JP Morgan, Credit Suisse, Goldman Sachs, UBS
BloombergNOVNVX 3.1 05/17/2027

Novartis Capital Corp.

Principal amountUSD 1,500,000,000
ISINUS66989HAR93
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon2.200%
Coupon payment dateFebruary 14 and August 14, commencing August 14, 2020
DocumentationSEC registered shelf registration
First settlement dateFebruary 14, 2020
Issue price99.869
Maturity dateAugust 14, 2030
Joint book-runnersCiti, HSBC, Morgan Stanley, Mitsubishi UFJ Financial Group, Barclays, Deutsche Bank, Mizuho
BloombergNOVNVX 2.2 08/14/2030

Novartis Capital Corp.

Principal amountUSD 500,000,000
ISINUS66989HAF55
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon3.700%
Coupon payment dateMarch 21 and September 21, commencing March 21, 2013
DocumentationSEC registered shelf registration
First settlement dateSeptember 21, 2012
Issue price98.325
Maturity dateSeptember 21, 2042
Joint book-runnersJP Morgan, Morgan Stanley, BNP Paribas, Citi, Bank of America Merrill Lynch, UBS
BloombergNOVNVX 3.7 09/21/42

Novartis Capital Corp.

Principal amountUSD 1,850,000,000
ISINUS66989HAH12
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon4.400%
Coupon payment dateMay 6 and November 6, commencing May 6, 2014
DocumentationSEC registered shelf registration
First settlement dateFebruary 21, 2014
Issue price99.196
Maturity dateMay 6, 2044
Joint book-runnersGoldman Sachs, Bank of America Merrill Lynch, Barclays, Citi, Credit Suisse, Deutsche Bank, JP Morgan
BloombergNOVNVX 4.4 05/06/44

Novartis Capital Corp.

Principal amountUSD 1,250,000,000
ISINUS66989HAK41
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon4.000%
Coupon payment dateMay 20 and November 20, commencing May 20, 2016
DocumentationSEC registered shelf registration
First settlement dateNovember 20, 2015
Issue price98.029
Maturity dateNovember 20, 2045
Joint book-runnersBank of America Merrill Lynch, Citi, JP Morgan, Credit Suisse, Goldman Sachs, UBS
BloombergNOVNVX 4 11/20/2045

Novartis Capital Corp.

Principal amountUSD 1,250,000,000
ISINUS66989HAS76
IssuerNovartis Capital Corp., United States
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon2.750%
Coupon payment dateFebruary 14 and August 14, commencing August 14, 2020
DocumentationSEC registered shelf registration
First settlement dateFebruary 14, 2020
Issue price97.712
Maturity dateAugust 14, 2050
Joint book-runnersCiti, HSBC, Morgan Stanley, Mitsubishi UFJ Financial Group, Barclays, Deutsche Bank, Mizuho
BloombergNOVNVX 2.75 08/14/2050

CHF fixed-income securities

IssuerAmount (in millions)CouponMaturity
Novartis AG5000.250%2025
Novartis AG6501.600%2027
Novartis AG5500.625%2029
Novartis AG4351.650%2031
Novartis AG6451.750%2034
Novartis AG3251.050%2035
Novartis AG2801.850%2040
Novartis AG1901.850%2049

 

Novartis AG

Principal amountCHF 500,000,000
ISINCH0270190983
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon0.250%
Coupon payment dateMay 13
DocumentationSwiss stand-alone documentation
First settlement dateFebruary 13, 2015
Issue price100.640
Maturity dateMay 13, 2025
Joint book-runnersCredit Suisse, UBS
BloombergNOVNVX 0.25 05/13/25
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 650,000,000
ISINCH1353257806
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.600%
Coupon payment dateJune 18
DocumentationSwiss stand-alone documentation
First settlement dateJune 18, 2024
Issue price100.138
Maturity dateJune 18, 2027
Joint book-runnersBNP Paribas, Deutsche Bank, UBS
BloombergNOVNVX 1.6 6/18/27
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 550,000,000
ISINCH0270190991
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon0.625%
Coupon payment dateNovember 13
DocumentationSwiss stand-alone documentation
First settlement dateFebruary 13, 2015
Issue price100.502
Maturity dateNovember 13, 2029
Joint book-runnersCredit Suisse, UBS
BloombergNOVNVX 0.625 11/13/29
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 435,000,000
ISINCH1353257814
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.650%
Coupon payment dateJune 18
DocumentationSwiss stand-alone documentation
First settlement dateJune 18, 2024
Issue price100.148
Maturity dateJune 18, 2031
Joint book-runnersBNP Paribas, Deutsche Bank, UBS
BloombergNOVNVX 1.65 6/18/31
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 645,000,000
ISINCH1353257822
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.750%
Coupon payment dateJune 16
DocumentationSwiss stand-alone documentation
First settlement dateJune 18, 2024
Issue price100.229
Maturity dateJune 16, 2034
Joint book-runnersBNP Paribas, Deutsche Bank, UBS
BloombergNOVNVX 1.75 6/16/34
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 325,000,000
ISINCH0270191007
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.050%
Coupon payment dateMay 11
DocumentationSwiss stand-alone documentation
First settlement dateFebruary 13, 2015
Issue price100.479
Maturity dateMay 11, 2035
Joint book-runnersCredit Suisse, UBS
BloombergNOVNVX 1.05 05/11/35
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 280,000,000
ISINCH1353257830
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.850%
Coupon payment dateJune 18
DocumentationSwiss stand-alone documentation
First settlement dateJune 18, 2024
Issue price100.268
Maturity dateJune 18, 2040
Joint book-runnersBNP Paribas, Deutsche Bank, UBS
BloombergNOVNVX 1.85 6/18/40
ListingSIX Swiss Exchange

Novartis AG

Principal amountCHF 190,000,000
ISINCH1353257848
IssuerNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.850%
Coupon payment dateJune 18
DocumentationSwiss stand-alone documentation
First settlement dateJune 18, 2024
Issue price100.149
Maturity dateJune 18, 2049
Joint book-runnersBNP Paribas, Deutsche Bank, UBS
BloombergNOVNVX 1.85 6/18/49
ListingSIX Swiss Exchange

EUR fixed-income securities

IssuerAmount (in millions)CouponMaturity
Novartis Finance S.A.6001.625%2026
Novartis Finance S.A.6001.125%2027
Novartis Finance S.A.5000.625%2028
Novartis Finance S.A.1,8500.000%2028
Novartis Finance S.A.7501.375%2030
Novartis Finance S.A.7501.700%2038

 

Novartis Finance S.A.

Principal amountEUR 600,000,000
ISINXS1134729794
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.625%
Coupon payment dateNovember 09
DocumentationStandalone
First settlement dateNovember 07, 2014
Issue price99.697
Maturity dateNovember 09, 2026
Joint book-runnersBarclays, BNP Paribas, Deutsche Bank
BloombergNOVNVX 1.625 11/09/26
ListingSIX Swiss Exchange

Novartis Finance S.A.

Principal amountEUR 600,000,000
ISINXS1585010074
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.125%
Coupon payment dateSeptember 30, commencing September 30, 2017
DocumentationStandalone
First settlement dateMarch 31, 2017
Issue price99.874
Maturity dateSeptember 30, 2027
Joint book-runnersBarclays, BNP Paribas, Deutsche Bank
BloombergNOVNVX 1.125 09/30/27
ListingSIX Swiss Exchange

Novartis Finance S.A.

Principal amountEUR 500,000,000
ISINXS1492825481
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon0.625%
Coupon payment dateSeptember 20
DocumentationStandalone
First settlement dateSeptember 20, 2016
Issue price98.48
Maturity dateSeptember 20, 2028
Joint book-runnersBarclays, BNP Paribas, Deutsche Bank
BloombergNOVNVX 0.625 09/20/28
ListingSIX Swiss Exchange

Novartis Finance S.A.

Principal amountEUR 1,850,000,000
ISINXS2235996217
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon0.000%
Coupon step-upCoupon to increase by 25 basis points from 2026 onwards if Novartis does not achieve the 2025 Patient Access Targets
Coupon payment dateSeptember 23
DocumentationStandalone
First settlement dateSeptember 23, 2020
Issue price99.354
Maturity dateSeptember 23, 2028
Joint book-runnersBarclays, HSBC, J.P. Morgan, Societe Generale
BloombergNOVNVX 0 09/23/28
ListingSIX Swiss Exchange

Novartis Finance S.A.

Principal amountEUR 750,000,000
ISINXS1769041192
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.375%
Coupon payment dateAugust 14
DocumentationStandalone
First settlement dateFebruary 14, 2018
Issue price99.957
Maturity dateAugust 14, 2030
Joint book-runnersBarclays, BNP Paribas, Deutsche Bank
BloombergNOVNVX 1.375 08/14/30
ListingSIX Swiss Exchange

Novartis Finance S.A.

Principal amountEUR 750,000,000
ISINXS1769041606
IssuerNovartis Finance S.A., Luxembourg
GuarantorNovartis AG, Switzerland
TypeSenior unsecured
Coupon1.700%
Coupon payment dateAugust 14
DocumentationStandalone
First settlement dateFebruary 14, 2018
Issue price99.217
Maturity dateAugust 14, 2038
Joint book-runnersBarclays, BNP Paribas, Deutsche Bank
BloombergNOVNVX 1.7 08/14/38
ListingSIX Swiss Exchange